Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Hawkins is a financial advisor who has been working in the industry since 2010. Stacy is registered with J.P. Morgan Securities LLC and currently works in Hammond, Louisiana. Previously, Stacy was registered with Capital One Investing, LLC and MetLife Securities Inc. Stacy holds the Series 6, 7, and 66 licenses, as well as the SIE exam. Stacy has experience working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Stacy also has experience working with insurance companies and labor unions. Stacy provides financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
LA
11/30/2018 - Present
J.p. Morgan Securities LLC (HAMMOND LA)
LA
03/02/2016 - 06/25/2018
CAPITAL ONE INVESTING, LLC (Denham Springs LA)
LA
01/02/2015 - 03/27/2015
CAPITAL ONE INVESTING, LLC (NEW ORLEANS LA)
LA
09/05/2013 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (NEW ORLEANS LA)
LA
08/08/2011 - 09/15/2011
METLIFE SECURITIES INC. (MANDEVILLE LA)
LA
11/27/2006 - 05/09/2011
METLIFE SECURITIES INC. (BATON ROUGE LA)
LA
11/27/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (METAIRIE LA)
BOTH
Issued 02/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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