Unclaimed
Stacy Huffhines is a registered representative with Cambridge Investment Research Advisors, Inc., located in Overland Park, KS. Stacy has been in the financial services industry since January 24, 2014. Stacy has a Series 66 license and has passed the Securities Industry Essentials Examination and General Securities Representative Examination. Stacy is currently registered with the state of Kansas and has previously been registered with Ameriprise Financial Services, Inc., Securian Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
04/26/2016 - Present
Cambridge Investment Research Advisors, Inc. (Overland Park KS)
MO
03/12/2014 - 05/28/2015
AMERIPRISE FINANCIAL SERVICES, INC. (KANSAS CITY MO)
KS
11/13/2013 - 01/03/2014
SECURIAN FINANCIAL SERVICES, INC. (LEAWOOD KS)
KS
12/13/2012 - 11/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)
BOTH
Issued 04/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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