Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Dean Johnson is a registered representative with Raymond James & Associates, Inc. in St. Petersburg, Florida. Stacy has been in the financial services industry since 1995 and has held various positions at several firms, including Morgan Stanley, Citigroup Global Markets Inc., Wachovia Securities, LLC and First Union Brokerage Services, Inc. Stacy is a licensed investment advisor representative in Florida, as well as a registered representative. Stacy specializes in providing financial planning and investment advice to individuals, businesses, and institutions. Stacy holds Series 7, 8, 9, 10, 24, 63, and 65 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/30/2017 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
03/25/2017 - 08/25/2017
MML INVESTORS SERVICES, LLC (FORT LAUDERDALE FL)
FL
08/27/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)
FL
08/27/2014 - 01/02/2015
NEW ENGLAND SECURITIES (FT. LAUDERDALE FL)
FL
06/01/2009 - 08/05/2014
MORGAN STANLEY (TAMPA FL)
FL
07/19/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
FL
10/01/2000 - 07/24/2007
WACHOVIA SECURITIES, LLC (WEST PALM BEACH FL)
NC
10/29/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
TX
04/03/1995 - 06/22/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
10/18/1993 - 01/18/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 07/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/14/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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