Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Ann Johnson is a financial advisor registered with Wealth Enhancement Advisory Services, LLC. Stacy has been in the financial services industry since 2005 and has held various positions at different firms. Stacy is licensed in Arizona and holds the following licenses: Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, and Series 65. Stacy is also a Certified Financial Planner. Stacy provides financial planning, portfolio management, and investment management services to individuals, corporations, and charitable organizations. Wealth Enhancement Advisory Services, LLC is a financial advisory firm that provides a range of financial services, including investment management, financial planning, and retirement planning. The firm has over 300 employees and manages over $72 billion in assets. The firm provides services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
AZ
06/23/2023 - Present
Wealth Enhancement Advisory Services, LLC (PEORIA AZ)
AZ
11/23/2022 - 06/20/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Phoenix AZ)
AZ
04/22/2021 - 08/10/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
08/31/2007 - 06/12/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
12/12/2006 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
OH
07/06/2005 - 10/27/2006
CHASE INVESTMENT SERVICES CORP. (ASHLAND OH)
IL
10/21/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 10/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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