Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacy? Claim Your ProfileStacy Aaron Rasgon is a registered representative with Bernstein Institutional Services LLC, based in Los Angeles, California. Stacy has been in the securities industry since 2008, holding licenses in Series 63, SIE, 86, 87, and 7. Stacy has experience with Bernstein Institutional Services LLC and Sanford C. Bernstein & Co., LLC. Stacy provides various financial services, including educational seminars and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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CA
03/29/2024 - Present
Bernstein Institutional Services LLC (Los Angeles CA)
CA
05/23/2008 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
BC
Issued 06/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/01/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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