Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacie? Claim Your ProfileStacie Wegman is a financial advisor with Stifel, Nicolaus & Company, Inc., an investment firm with offices across the United States. Stacie is located in the Brentwood, TN office of Stifel, Nicolaus & Company, Inc. Stacie has 25 years of experience in the financial services industry and has worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raymond James Financial Services, Inc., Morgan Stanley DW Inc., Banc of America Investment Services, Inc., and Wiley Bros.-Aintree Capital, LLC. Stifel, Nicolaus & Company, Inc. offers a variety of financial services including portfolio management for businesses, individuals, and pooled investment vehicles. Stacie holds Series 7, 9, 10, 63, and 65 securities licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/24/2021 - Present
Stifel, Nicolaus & Company, Inc. (BRENTWOOD TN)
TN
02/13/2007 - 06/28/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRENTWOOD TN)
TN
09/09/2003 - 01/05/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (NASHVILLE TN)
NY
04/09/2001 - 08/22/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
10/11/1999 - 05/18/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
TN
08/24/1998 - 09/27/1999
WILEY BROS.-AINTREE CAPITAL, LLC (NASHVILLE TN)
IA
Issued 06/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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