Unclaimed
Stacie Jo Henry is a financial advisor with Empower Financial Services, Inc. located in Hartford, CT. Stacie has been working in the financial industry since March 27, 2009, and is currently licensed to practice in 10 states. Stacie is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is also licensed in California. Previously, Stacie worked with Prudential Investment Management Services LLC and Transamerica Investors Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
IA
10/17/2013 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
IA
05/22/2013 - 09/26/2013
TRANSAMERICA INVESTORS SECURITIES CORPORATION (CEDAR RAPIDS IA)
IA
01/15/2003 - 03/30/2007
DIVERSIFIED INVESTORS SECURITIES CORP. (CEDAR RAPIDS IA)
BC
Issued 12/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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