Unclaimed
Stacie Ann Mookas is a registered representative with Hightower Securities, LLC, located in Westport, CT. Stacie has been in the securities industry since November 5, 2008, and has a Series 7, 24, 63, 99TO, and SIE license. Stacie previously worked at RDM Investment Services, LLC, also in Westport.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/23/2017 - Present
Hightower Securities, LLC (Westport CT)
CT
11/06/2008 - 08/07/2017
RDM INVESTMENT SERVICES, LLC (WESTPORT CT)
BC
Issued 11/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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