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Stacie Ann Mookas

Hightower Securities, LLC

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About Stacie Ann Mookas

Stacie Ann Mookas is a registered representative with Hightower Securities, LLC, located in Westport, CT. Stacie has been in the securities industry since November 5, 2008, and has a Series 7, 24, 63, 99TO, and SIE license. Stacie previously worked at RDM Investment Services, LLC, also in Westport.

Firm Information

Stacie Mookas is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stacie Mookas’s Registration & Firm History

CT

05/23/2017 - Present

Hightower Securities, LLC (Westport CT)

CT

11/06/2008 - 08/07/2017

RDM INVESTMENT SERVICES, LLC (WESTPORT CT)

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Licenses & Designations

BC

Issued 11/17/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stacie Ann Mookas.
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