Unclaimed
Stacia Howard-gentry is a financial advisor with over 17 years of experience in the industry. Stacia is a registered representative of Hilltop Securities Inc. and currently holds Series 7 and Series 63 licenses along with the SIE exam. Stacia's past experience includes working at M.L. STERN & CO., LLC. Stacia is currently licensed in 32 states and is actively registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
11/19/2008 - Present
Hilltop Securities Inc. (MONTEREY CA)
CA
10/24/2001 - 12/31/2008
M.L. STERN & CO., LLC. (CARMEL CA)
BC
Issued 12/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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