Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacia? Claim Your ProfileStacia Apostolos is a financial advisor with over 13 years of experience in the financial industry. Stacia is currently registered with RBC Capital Markets, LLC, and has also held previous registrations with Triad Advisors LLC, Woodbury Financial Services, Inc., Thrivent Investment Management Inc., Allianz Life Financial Services, LLC, and Securian Financial Services, Inc. Stacia is licensed to offer securities and investment advisory services in multiple states, including Minnesota, Texas, Virginia, and the Virgin Islands. Stacia is committed to providing personalized financial advice to individuals, families, businesses, and institutions, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
11/14/2023 - Present
RBC Capital Markets, LLC (Vienna VA)
MN
02/21/2018 - 12/12/2022
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
FL
01/04/2018 - 02/12/2018
TRIAD ADVISORS LLC (Winter Park FL)
MN
07/01/2014 - 10/30/2017
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
11/21/2012 - 06/24/2014
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
09/29/2011 - 06/21/2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
MN
08/21/2007 - 01/08/2010
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
BOTH
Issued 04/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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