Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Staci? Claim Your ProfileStaci Sunshine Gola is an investment professional with over 17 years of experience in the financial services industry. Staci has a strong background in investment banking and securities trading. Staci is currently registered with RBC Capital Markets, LLC and previously held positions with Credit Suisse Securities (USA) LLC, Morgan Stanley & Co., Incorporated, and Citigroup Global Markets Inc. Staci holds several industry licenses including Series 3, 7, 55, 63, 79 and SIE. Staci specializes in providing investment advice to a wide range of clients, including high net worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/30/2018 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
08/14/2015 - 03/05/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/17/2005 - 08/09/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/02/2001 - 09/19/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2005
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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