Unclaimed
Staci Michelle Huether is a financial advisor with Stifel, Nicolaus & Company, Inc. Staci has been in the financial services industry since 2001. Staci is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and SIE licenses. Staci is also registered with the state of Rhode Island. Staci has experience providing financial advice to individuals, corporations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/10/2007 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
08/23/2006 - 07/10/2007
RYAN BECK & CO. (UNIONDALE NY)
NY
10/07/2005 - 08/29/2006
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
NE
01/22/2004 - 10/05/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
11/06/2003 - 10/05/2005
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
NE
02/01/2001 - 11/11/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 04/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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