Unclaimed
Staci Marie Murphy is a financial advisor with LPL Financial LLC. Staci has been working in the financial services industry since March 4, 2004. Prior to joining LPL Financial LLC, Staci worked at OSAIC WEALTH, INC., HD VEST INVESTMENT SERVICES, SECURITIES AMERICA, INC., THRIVENT INVESTMENT MANAGEMENT INC., LINSCO/PRIVATE LEDGER CORP., WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC, SII INVESTMENTS, INC., and RBC DAIN RAUSCHER INC. Staci is registered with the state of Minnesota as a Registered Representative (Series 63 and 66) and Investment Advisor Representative. Staci also holds the Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/30/2024 - Present
LPL Financial LLC (MAPLE GROVE MN)
MN
01/27/2015 - 02/01/2024
OSAIC WEALTH, INC. (MAPLE GROVE MN)
MN
01/08/2014 - 12/31/2014
HD VEST INVESTMENT SERVICES (FOREST LAKE MN)
MN
04/12/2011 - 02/05/2014
SECURITIES AMERICA, INC. (LAKE ELMO MN)
MN
09/21/2007 - 12/31/2010
THRIVENT INVESTMENT MANAGEMENT INC. (NORTH OAKS MN)
MN
02/05/2007 - 03/26/2007
LINSCO/PRIVATE LEDGER CORP. (OAKDALE MN)
MN
02/12/2007 - 03/20/2007
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
MN
03/02/2006 - 02/08/2007
SII INVESTMENTS, INC. (OAKDALE MN)
SC
03/20/2003 - 08/26/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
09/27/2001 - 02/14/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BOTH
Issued 01/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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