Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Staci? Claim Your ProfileStaci Lee Smith is a financial advisor who has been in the industry since December 14, 2021. Staci is currently registered with Ameriprise Financial Services, LLC and has been with the firm since January 2022. Previously, Staci was registered with Wells Fargo Clearing Services, LLC from November 2021 until December 2021. Staci holds the Series 66, Series 7TO, and SIE licenses. Staci works with a wide range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, trusts/estates, and pension and profit-sharing plans. Staci's services include financial planning, asset allocation, portfolio management, educational seminars, publication of periodicals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/27/2022 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
MN
11/10/2021 - 12/22/2021
WELLS FARGO CLEARING SERVICES, LLC (BLOOMINGTON MN)
BOTH
Issued 01/20/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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