Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Staci? Claim Your ProfileStaci Guth is a financial advisor with J.p. Morgan Securities LLC, working from their office in Columbus, Ohio. Staci has a strong background in the financial services industry, holding several licenses and certifications, including Series 7, 10, 24, 52, 53, and 63. Staci has been a financial advisor for over 16 years, and previously worked for J.P. MORGAN SECURITIES INC. in Newark, Delaware. Staci's experience allows her to provide comprehensive financial advice to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
10/01/2008 - Present
J.p. Morgan Securities LLC (Columbus OH)
DE
06/02/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEWARK DE)
BC
Issued 06/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 03/19/2015
Series 4 - Registered Options Principal Examination
BC
Issued 11/06/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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