Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Staci? Claim Your ProfileStaci Eileen Allen is a financial advisor with over 17 years of experience in the financial services industry. Staci Eileen Allen is currently registered with Robert W. Baird & Co. Inc. and has held previous roles with LPL FINANCIAL LLC and UVEST FINANCIAL SERVICES GROUP, INC. Staci Eileen Allen is registered to provide investment advice in 27 states and holds several industry certifications including Series 66, Series 10, Series 9, SIE and Series 7. Staci Eileen Allen specializes in working with high-net-worth individuals, corporations, and institutional clients. Staci Eileen Allen provides a range of financial services including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
04/24/2018 - Present
Robert W. Baird & Co. Inc. (GREEN BAY WI)
WI
10/11/2011 - 05/07/2018
LPL FINANCIAL LLC (OSHKOSH WI)
WI
07/25/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (OSHKOSH WI)
WI
11/01/2006 - 07/24/2007
VISION INVESTMENT SERVICES, INC. (OSHKOSH WI)
BOTH
Issued 12/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Staci Allen is the right advisor for you? Invested Better is here to help.
