Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Staci? Claim Your ProfileStaci Fall is an investment advisor representative with Equity Services, Inc. Staci has been in the financial services industry since June 10, 2000. Staci has a wide range of experience, having previously worked at Commonwealth Financial Network, Windward Securities Corporation, Jefferson Pilot Securities Corporation, and Santander Securities LLC. Staci is licensed to provide investment advice in Vermont and New Hampshire. Staci holds a number of industry licenses including the Series 7, 63, 65, 66, and 24 exams. Staci also holds the Series 4, 52, and 53 licenses. Staci is a highly experienced and qualified investment advisor. Staci specializes in providing financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
08/25/2021 - Present
Equity Services, Inc. (MONTPELIER VT)
MA
02/08/2018 - 08/19/2021
SANTANDER SECURITIES LLC (Dorchester MA)
VT
06/06/2017 - 01/29/2018
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
02/28/2006 - 12/15/2016
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NH
10/14/2004 - 03/06/2006
WINDWARD SECURITIES CORPORATION (CONCORD NH)
IN
12/08/1999 - 03/06/2006
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
BOTH
Issued 11/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/2013
Series 4 - Registered Options Principal Examination
BC
Issued 03/05/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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