Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Staci? Claim Your ProfileStaci Broadway Steen is a financial professional with over 20 years of experience in the industry. Staci is currently registered with Southstate|duncanwilliams Securities Corp. in Memphis, Tennessee. Staci holds the Series 63, Series 7, and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and in 49 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
02/20/2002 - Present
Southstate|duncanwilliams Securities Corp. (MEMPHIS TN)
BC
Issued 03/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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