Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Staci? Claim Your ProfileStaci Hardy is a financial advisor with over 20 years of experience in the financial services industry. Staci currently works at Principal Securities, Inc., based in Harrisburg, PA. Prior to joining Principal Securities, Inc., Staci worked at firms such as The Leaders Group, Inc. in Littleton, CO, P.J. Robb Variable Corporation in Harrisburg, PA, and AXA Advisors, LLC in Harrisburg, PA. Staci is registered to provide financial services in multiple states and holds several securities licenses, including Series 6, 26, 63, 99TO, and SIE. Staci offers a range of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. Staci specializes in providing services to individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
PA
03/23/2017 - Present
Principal Securities, Inc. (Harrisburg PA)
CO
03/03/2015 - 02/24/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
PA
12/07/2012 - 12/19/2014
P.J. ROBB VARIABLE CORPORATION (HARRISBURG PA)
PA
04/29/2004 - 07/05/2012
AXA ADVISORS, LLC (HARRISBURG PA)
IA
12/13/2002 - 10/03/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
09/24/2002 - 12/06/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 11/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Staci Hardy is the right advisor for you? Invested Better is here to help.
