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Staci Ann Gray

Santander US Capital Markets LLC

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About Staci Ann Gray

Staci Ann Gray is a financial advisor with Santander US Capital Markets LLC, a firm with offices in Chicago, IL and New York, NY. Staci has been in the industry since August 4, 1993, and has experience at several firms, including Amherst Securities Group, L.P., RBS Greenwich Capital, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Staci is registered in California, Illinois, North Carolina, Ohio, and Utah.

Firm Information

Staci Gray is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Staci Gray’s Registration & Firm History

IL

10/14/2014 - Present

Santander US Capital Markets LLC (CHICAGO IL)

TX

05/04/2009 - 10/14/2014

AMHERST SECURITIES GROUP, L.P. (AUSTIN TX)

IL

11/08/1996 - 04/01/2009

RBS GREENWICH CAPITAL (CHICAGO IL)

NY

06/04/1993 - 10/08/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/25/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Staci Ann Gray.
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