Unclaimed
Staci Ann Gray is a financial advisor with Santander US Capital Markets LLC, a firm with offices in Chicago, IL and New York, NY. Staci has been in the industry since August 4, 1993, and has experience at several firms, including Amherst Securities Group, L.P., RBS Greenwich Capital, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Staci is registered in California, Illinois, North Carolina, Ohio, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/14/2014 - Present
Santander US Capital Markets LLC (CHICAGO IL)
TX
05/04/2009 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (AUSTIN TX)
IL
11/08/1996 - 04/01/2009
RBS GREENWICH CAPITAL (CHICAGO IL)
NY
06/04/1993 - 10/08/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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