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Staci A. Baker

J.p. Morgan Institutional Investments Inc.

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About Staci A. Baker

Staci A. Baker is a financial advisor with over 20 years of experience in the financial services industry. She has a wide range of experience, including positions at JPMorgan Distribution Services, Inc., ADP Broker-Dealer, Inc., Wells Fargo Investments, LLC, and WM Financial Services, Inc. Staci is currently registered with J.p. Morgan Institutional Investments Inc. in New York, NY. Staci holds a Series 3, 7, 30, 63, and 65 licenses.

Firm Information

Staci Baker is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Staci Baker’s Registration & Firm History

NY

01/03/2011 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

OH

12/07/2009 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

NJ

10/25/2007 - 10/30/2009

ADP BROKER-DEALER, INC. (ROSELAND NJ)

CA

09/13/2004 - 10/22/2007

WELLS FARGO INVESTMENTS, LLC (LONG BEACH CA)

NJ

08/28/2002 - 05/18/2004

ADP BROKER-DEALER, INC. (ROSELAND NJ)

CA

07/24/2002 - 08/23/2002

WM FINANCIAL SERVICES, INC. (IRVINE CA)

TX

09/28/2000 - 07/27/2001

AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)

TX

09/28/2000 - 07/27/2001

THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)

NJ

12/18/1998 - 08/02/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 01/14/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/17/2018

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2018

Series 3 - National Commodity Futures Examination

BC

Issued 12/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Staci A. Baker.
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