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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Thai Chung is a financial advisor with over 20 years of experience in the financial services industry. Stacey has held various roles in the industry, including positions at Citigroup Global Markets Inc. and Morgan Stanley DW Inc., and has extensive experience in providing investment advice to clients across a wide range of industries, including high-net-worth individuals, corporations, and charitable organizations. Stacey currently works as a financial advisor at Morgan Stanley. Stacey holds the Series 7, Series 31, and Series 66 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the State of Texas. Stacey has also received the Securities Industry Essentials (SIE) Exam. Stacey is a dedicated and experienced financial advisor who is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/11/2014 - Present
Morgan Stanley (Irvine CA)
CA
09/27/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BREA CA)
NY
07/30/2001 - 09/27/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 07/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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