Unclaimed
Stacey Rudbart is a financial advisor with RBC Capital Markets, LLC. Stacey is a registered representative with the state of New Jersey. Stacey is a licensed securities advisor and has been in the securities industry since 1985. Previously, Stacey has held positions at J. B. Hanauer & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., Tucker Anthony Incorporated, Gibraltar Securities Co., HYM FINANCIAL, INC., G.I.M.B. Municipal Securities Broker, O'Brien & Shepard, Inc., Robinson & Sweeney Incorporated, Titus and Donnelly, Inc., Bevill, Bresler & Schulman Incorporated, Moore & Schley Municipals, Inc. and J. B. Hanauer & Co.. Stacey is currently a member of the advisory board at Valley National Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/05/2015 - Present
RBC Capital Markets, LLC (FLORHAM PARK NJ)
NJ
07/14/2006 - 10/09/2009
J. B. HANAUER & CO. (PARSIPPANY NJ)
NJ
08/12/2005 - 07/19/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NY
04/03/2000 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
09/01/1999 - 04/12/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
05/04/1994 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
04/22/1994 - 05/03/1994
HYM FINANCIAL, INC. (CLIFTON NJ)
NA
11/23/1988 - 03/07/1990
G.I.M.B. MUNICIPAL SECURITIES BROKER
NA
08/13/1987 - 11/11/1988
O'BRIEN & SHEPARD, INC.
NA
04/13/1987 - 11/11/1988
ROBINSON & SWEENEY INCORPORATED
NA
07/05/1985 - 03/18/1987
TITUS AND DONNELLY, INC.
NA
09/30/1983 - 04/10/1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
NA
10/26/1982 - 09/08/1983
MOORE & SCHLEY MUNICIPALS, INC.
NA
06/02/1980 - 09/01/1982
J. B. HANAUER & CO.
IA
Issued 01/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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