Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Roth is a financial advisor with over 8 years of experience in the financial services industry. Stacey has a strong background in providing financial advice to individuals and families. She is licensed to provide investment advice in Florida and Tennessee. Currently, Stacey is employed by Skyway Capital Markets, LLC and Cobalt Capital, Inc. Previously, Stacey was employed by CRESCENT SECURITIES GROUP, INC., COBALT CAPITAL, INC., THE M & A GROUP LLC, TRANSAMERICA CAPITAL, INC., CALTON & ASSOCIATES, INC., CETERA ADVISOR NETWORKS LLC, CETERA ADVISORS LLC, CETERA FINANCIAL SPECIALISTS LLC, CETERA INVESTMENT SERVICES LLC, FIRST ALLIED SECURITIES, INC., GIRARD SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., J.P. MORGAN SECURITIES LLC, MORGAN STANLEY and CALTON & ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/16/2024 - Present
Skyway Capital Markets, LLC (TAMPA FL)
TX
05/09/2023 - 06/03/2024
CRESCENT SECURITIES GROUP, INC. (PLANO TX)
FL
01/04/2023 - 04/24/2023
COBALT CAPITAL, INC. (LAKE MARY FL)
FL
03/10/2021 - 01/10/2023
THE M & A GROUP LLC (SARASOTA FL)
CO
12/16/2020 - 02/12/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
FL
01/07/2019 - 12/11/2020
CALTON & ASSOCIATES, INC. (TAMPA FL)
CA
01/26/2017 - 03/08/2017
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
01/26/2017 - 03/08/2017
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
01/26/2017 - 03/08/2017
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
01/26/2017 - 03/08/2017
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
01/26/2017 - 03/08/2017
FIRST ALLIED SECURITIES, INC. (El Segundo CA)
CA
01/26/2017 - 03/08/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
01/26/2017 - 03/08/2017
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
02/08/2016 - 05/10/2016
J.P. MORGAN SECURITIES LLC (WEST HOLLYWOOD, CA)
CA
05/20/2014 - 12/22/2015
MORGAN STANLEY (LOS ANGELES CA)
FL
04/18/2013 - 05/27/2014
CALTON & ASSOCIATES, INC. (TAMPA FL)
IA
Issued 03/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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