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Stacey Ridenour

Wells Fargo Securities, LLC

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About Stacey Ridenour

Stacey Ridenour is a financial advisor with over 23 years of experience in the industry. Stacey is currently registered with Wells Fargo Securities, LLC. Before that, Stacey was registered with BOFA SECURITIES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Stacey holds FINRA Series 7 and Series 63 licenses. Stacey has also completed the Securities Industry Essentials (SIE) exam.

Firm Information

Stacey Ridenour is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stacey Ridenour’s Registration & Firm History

NC

02/09/2022 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NY

05/10/2019 - 09/27/2019

BOFA SECURITIES, INC. (NEW YORK NY)

NY

11/01/2010 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/13/2010 - 12/07/2010

MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)

NY

10/21/2002 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

07/09/2001 - 07/19/2002

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

06/03/1999 - 06/29/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

06/29/1998 - 06/04/1999

WARBURG DILLON READ LLC (NEW YORK NY)

CT

05/13/1998 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NY

11/16/1994 - 09/19/1997

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stacey Ridenour.
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