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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Richmond is an active registered representative and investment advisor with LPL Financial LLC. Stacey has been in the industry for over 14 years and has a wide range of experience in various financial services. Stacey has extensive experience in providing investment advice, financial planning, and portfolio management services for individuals, corporations, and other entities. Stacey holds the Series 66, Series 4, Series 53, Series 24, Series 52TO, Series 7 and SIE licenses. Stacey is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses in multiple states. Stacey is committed to providing clients with personalized financial solutions designed to meet their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/08/2014 - Present
LPL Financial LLC (SACRAMENTO CA)
ID
08/19/2009 - 02/24/2014
SAGEPOINT FINANCIAL, INC. (POST FALLS ID)
BOTH
Issued 08/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2017
Series 4 - Registered Options Principal Examination
BC
Issued 07/31/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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