linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stacey Ray Rickert

Northland Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stacey? Claim Your Profile

About Stacey Ray Rickert

Stacey Rickert is a financial professional with over 30 years of experience in the financial services industry. Stacey is currently registered with Northland Securities, Inc., a firm with a strong reputation in the industry. Prior to joining Northland Securities, Inc., Stacey was a registered representative with Piper Jaffray & Co. Stacey has a comprehensive understanding of the financial markets and is committed to providing personalized financial advice to her clients.

Firm Information

Stacey Rickert is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Negotiated

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stacey Rickert’s Registration & Firm History

MN

04/19/2011 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

MN

01/10/1992 - 05/18/2010

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

MI

09/19/1989 - 01/03/1992

OLDE DISCOUNT CORPORATION (DETROIT MI)

Not sure if Stacey Ray Rickert is right for you?

Licenses & Designations

BC

Issued 10/10/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Stacey Ray Rickert. Review regulatory record here.
Not sure if Stacey Ray Rickert is right for you?