Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Powers is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm based in New York, NY. Stacey has been a financial advisor since 2009. Stacey has worked for several firms in the industry, including Chase Investment Services Corp. and Fifth Third Securities, Inc. Stacey is registered with FINRA and has a Series 7, Series 6, Series 9, and Series 66 license. Stacey works with high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/13/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
OH
06/30/2009 - 08/26/2010
CHASE INVESTMENT SERVICES CORP. (WESTERVILLE OH)
OH
12/09/2008 - 04/03/2009
FIFTH THIRD SECURITIES, INC. (MARYSVILLE OH)
OH
01/25/2006 - 12/12/2006
CHASE INVESTMENT SERVICES CORP. (DUBLIN OH)
BOTH
Issued 01/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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