Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Paulette Sullivan is a registered investment advisor representative in Pennsylvania with over 20 years of experience in the financial services industry. Stacey currently works for Cambridge Investment Research Advisors, Inc. and previously worked for CUSO FINANCIAL SERVICES, L.P., PRINCIPAL SECURITIES, INC., METLIFE SECURITIES INC., WACHOVIA SECURITIES, LLC, and A. G. EDWARDS & SONS, INC.. Stacey holds Series 66, Series 7 and SIE licenses and is registered in multiple states. Stacey specializes in providing financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
03/01/2021 - Present
Cambridge Investment Research Advisors, Inc. (Beaver PA)
PA
01/17/2017 - 02/25/2021
CUSO FINANCIAL SERVICES, L.P. (HARRISBURG PA)
PA
09/02/2014 - 01/27/2017
PRINCIPAL SECURITIES, INC. (BEAVER PA)
PA
12/19/2008 - 09/04/2014
METLIFE SECURITIES INC. (BEAVER FALLS PA)
PA
01/01/2008 - 12/03/2008
WACHOVIA SECURITIES, LLC (BEAVER PA)
PA
03/26/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BEAVER PA)
OH
10/19/1999 - 02/21/2007
MCDONALD INVESTMENTS INC. (CANFIELD OH)
BOTH
Issued 12/13/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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