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Stacey Paul Brignac

B. Riley Wealth Management

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About Stacey Paul Brignac

Stacey Paul Brignac is a financial advisor in Lafayette, Louisiana. Stacey has been in the financial services industry since 1985. Stacey is currently registered with B. Riley Wealth Management and holds the Series 7 and 63 licenses as well as the SIE. Previously, Stacey worked with National Securities Corporation, First Montauk Securities Corp., Prudential Securities Incorporated, Morgan Keegan & Company, Inc., Legg Mason Wood Walker, Incorporated, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc.

Firm Information

Stacey Brignac is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stacey Brignac’s Registration & Firm History

LA

07/22/2022 - Present

B. Riley Wealth Management (LAFAYETTE LA)

LA

01/16/2007 - 07/22/2022

NATIONAL SECURITIES CORPORATION (LAFAYETTE LA)

LA

05/28/2002 - 01/16/2007

FIRST MONTAUK SECURITIES CORP. (LAFAYETTE LA)

NY

11/20/1998 - 05/30/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

TN

05/04/1995 - 11/24/1998

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

MD

03/13/1989 - 05/11/1995

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NA

05/14/1988 - 04/07/1989

SHEARSON LEHMAN HUTTON INC.

NA

07/24/1985 - 05/14/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 04/02/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/01/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stacey Paul Brignac.
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