Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Paudert Harral has been in the financial services industry since March 1997. Stacey is currently registered as a Registered Representative and Investment Adviser Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stacey has also held previous roles with MORGAN STANLEY DW INC. Stacey has passed the Series 63, Series 65, Series 7, Series 31, Series 9, Series 10 and SIE exams and is currently licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
11/03/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JONESBORO AR)
AR
03/04/1997 - 11/06/2006
MORGAN STANLEY DW INC. (JONESBORO AR)
IA
Issued 03/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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