Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Neal Brooks is a financial advisor with LPL Financial LLC. Stacey has been in the financial services industry since 1997. Stacey holds the Series 7 and 63 securities licenses as well as the Series 65 securities license. Stacey also holds the SIE exam. Stacey has been registered with CETERA ADVISORS LLC and VESTAX SECURITIES CORPORATION in the past. Stacey works out of the Marietta, OH branch office of LPL Financial LLC. Stacey specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
10/04/2021 - Present
LPL Financial LLC (MARIETTA OH)
OH
01/01/2004 - 10/05/2021
CETERA ADVISORS LLC (MARIETTA OH)
OH
06/23/1997 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
BC
Issued 03/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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