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Stacey Mitchell kane

R. Seelaus & CO., LLC

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About Stacey Mitchell kane

Stacey Mitchell Kane is an active advisor, registered with FINRA and the state of New Jersey. Stacey is currently employed by R. Seelaus & Co., LLC and has been in the securities industry since June 21, 1994. Stacey has previously been employed by SMBC Nikko Securities America, Inc., Credit Agricole Securities (USA) Inc., Castleoak Securities, LP, Direct Access Partners LLC, BNP Paribas Securities Corp., J.P. Morgan Securities Inc., and PaineWebber Incorporated. Stacey holds the Series 7 and Series 63 securities licenses and is registered in Connecticut, Florida, Illinois, Massachusetts, New Jersey and North Carolina.

Firm Information

Stacey Mitchell kane is currently registered with R. Seelaus & CO., LLC. R. Seelaus & CO., LLC is a Limited Liability Company formed on June 27, 2018, and is registered in 48 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stacey Mitchell kane’s Registration & Firm History

NJ

11/08/2022 - Present

R. Seelaus & CO., LLC (Chatham NJ)

NY

07/05/2016 - 11/23/2022

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

NY

04/09/2014 - 06/27/2016

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

08/23/2013 - 03/17/2014

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

10/03/2012 - 05/21/2013

DIRECT ACCESS PARTNERS LLC (NEW YORK NY)

NY

02/28/2005 - 11/30/2011

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

02/20/1997 - 02/15/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NJ

04/07/1993 - 03/14/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 04/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stacey Mitchell kane.
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