Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Michelle Beach is a financial advisor with over 20 years of experience in the financial services industry. Stacey Michelle Beach is currently registered with Pershing LLC. Previously, Stacey Michelle Beach has been registered with Pershing Advisor Solutions LLC, Mutual of America Life Insurance Company, Mutual of America Securities LLC, Wells Fargo Advisors Financial Network, LLC, Jackson National Life Distributors LLC, MBSC Securities Corporation, Lockwood Financial Services, Inc., and Directed Services, Inc. Stacey Michelle Beach holds Series 6, 7, 24, 52TO, 63, and 66 securities licenses and the SIE exam. Stacey Michelle Beach is currently registered in California, Colorado, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/09/2021 - Present
Pershing LLC (JERSEY CITY NJ)
CO
07/13/2018 - 05/25/2023
PERSHING ADVISOR SOLUTIONS LLC (GREENWOOD VILLAGE CO)
CO
08/10/2015 - 06/08/2018
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (GREENWOOD VILLAGE CO)
CO
08/10/2015 - 06/08/2018
MUTUAL OF AMERICA SECURITIES LLC (GREENWOOD VILLAGE CO)
CO
09/02/2011 - 11/24/2014
PERSHING ADVISOR SOLUTIONS LLC (GREENWOOD VILLAGE CO)
CO
06/29/2010 - 08/24/2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DENVER CO)
CO
12/10/2008 - 07/10/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
PA
03/11/2008 - 03/24/2008
MBSC SECURITIES CORPORATION (MALVERN PA)
PA
12/15/2003 - 03/12/2008
PERSHING LLC (MALVERN PA)
PA
03/11/2003 - 12/15/2003
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
PA
08/07/2001 - 12/13/2002
DIRECTED SERVICES, INC. (WEST CHESTER PA)
BOTH
Issued 06/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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