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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Marie Ellis is an investment advisor representative with RBC Capital Markets, LLC. Stacey has been active in the financial services industry for over 16 years. Stacey has passed the Series 7, Series 63, Series 65 and SIE exams. Stacey is registered in 22 states. Stacey's current employment is with RBC Capital Markets, LLC in St. Petersburg, FL. Stacey's previous employers include RAYMOND JAMES & ASSOCIATES, INC., RBC DAIN RAUSCHER INC. and WILLIAM R. HOUGH & CO.. Stacey's areas of specialization include portfolio management, financial planning, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/01/2024 - Present
RBC Capital Markets, LLC (ST. PETERSBURG FL)
FL
04/17/2006 - 11/30/2006
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
02/27/2004 - 11/18/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
FL
01/02/2003 - 02/27/2004
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
BC
Issued 10/10/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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