Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Marie Bertrand is an active investment advisor representative in Ohio, with a strong background in the financial industry dating back to 1990. Stacey has a broad range of experience in the industry, having worked for both Prudential Securities Incorporated and First Investors Corporation in the past. Currently, Stacey is a registered representative for Merrill Lynch, Pierce, Fenner & Smith Inc. Stacey holds a variety of licenses, including Series 6, 7, 63 and 66. In addition, Stacey has obtained the SIE exam credential.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/07/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PEPPER PIKE OH)
NY
10/16/1990 - 07/15/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/23/1985 - 12/05/1985
FIRST INVESTORS CORPORATION
BOTH
Issued 11/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1990
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stacey Bertrand is the right advisor for you? Invested Better is here to help.
