Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Lynn Richards is a financial professional with experience in the industry since November 18, 2018. Stacey Lynn Richards is registered with Charles Schwab & CO., Inc. and holds Series 63, 9, 7 and SIE licenses. Stacey Lynn Richards is also registered in 53 states and the District of Columbia. Stacey Lynn Richards is associated with the Westlake, TX branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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TX
11/19/2018 - Present
Charles Schwab & CO., Inc. (Westlake TX)
BC
Issued 12/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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