Unclaimed
Stacey Lynn Mueller has been in the financial services industry since 2005 and is currently registered with Cetera Advisor Networks LLC. Stacey has held previous positions with LPL Financial LLC, Northern Lights Distributors, LLC, TCAdvisors Network Inc., GWFS Equities, Inc., Icon Distributors, Inc., Transamerica Capital, Inc., Jackson National Life Distributors LLC, Associated Securities Corp., Dividend Capital Securities, LLC, Invesco Distributors, Inc. and National Planning Corporation. Stacey holds the Series 6, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/13/2022 - Present
Cetera Advisor Networks LLC (GREENWOOD VILLAGE CO)
CO
06/07/2021 - 11/19/2021
LPL FINANCIAL LLC (ARVADA CO)
NE
11/11/2020 - 05/28/2021
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CO
09/29/2017 - 04/09/2018
TCADVISORS NETWORK INC. (CENTENNIAL CO)
CO
03/21/2016 - 03/22/2017
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
11/05/2013 - 02/29/2016
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
CO
02/29/2008 - 03/17/2011
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
12/12/2006 - 03/08/2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
05/10/2004 - 07/05/2006
ASSOCIATED SECURITIES CORP. (DENVER CO)
CO
09/24/2002 - 03/11/2003
DIVIDEND CAPITAL SECURITIES, LLC (DENVER CO)
TX
10/20/2000 - 09/09/2002
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
CO
09/12/2000 - 10/09/2000
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CA
11/19/1999 - 08/17/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 11/11/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/12/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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