Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Lynn Morgan is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Stacey Morgan is a Registered Representative and an Investment Advisor Representative who has been in the securities industry since 1993. Stacey Morgan has passed the Series 6, Series 7, Series 63 and Series 66 exams. Stacey Morgan is licensed in 38 states and the District of Columbia. Stacey Morgan has worked for Merrill Lynch, Pierce, Fenner & Smith Inc. since June 2015. Prior to that, Stacey Morgan was an employee of Bank of America in Seattle, Washington. Stacey Morgan works in the Bellevue, Washington branch office of Merrill Lynch, Pierce, Fenner & Smith Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. is a registered broker-dealer and investment advisor. Merrill Lynch, Pierce, Fenner & Smith Inc. is a large firm with over $1 trillion in assets under management. Merrill Lynch, Pierce, Fenner & Smith Inc. provides a wide range of investment services, including portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
12/16/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
MA
07/12/1999 - 09/05/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
07/01/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
06/25/1993 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BOTH
Issued 12/15/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stacey Morgan is the right advisor for you? Invested Better is here to help.
