Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Lynn Lavender is an active Registered Representative and Investment Advisor Representative with over 19 years of experience in the financial industry. Stacey has passed several industry exams including Series 7, Series 24, Series 4, Series 53, Series 66, Series 82, Series 52, Series 99 and SIE. Stacey has been associated with G. A. Repple & Co. since April 2024 and has previously been associated with several firms including FTX Capital Markets LLC, Cherry Trading, Palm Tree Securities LLC, Securrency Securities Inc, GreenTiger Securities LLC, Peter Elish Investments Securities, BW Network Securities, LLC, HB Securities, LLC, IFP Securities, LLC, NMS Capital Advisors, LLC., NMS Capital Securities, LLC, Harbor Financial Services, LLC, Gentry Securities LLC, First Command Financial Planning, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company, A. G. Edwards & Sons, Inc., Morgan Stanley DW Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stacey is also an Independent Compliance Consultant and has also served as a FINRA Arbitrator. Stacey specializes in Portfolio Management for individuals, Financial Planning, and provides educational seminars. Stacey is currently registered with G. A. Repple & Co. and Level Four Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Third party asset management, services
1
2
FL
08/26/2024 - Present
G. A. Repple & Co. (CASSELBERRY FL)
NY
05/30/2021 - 01/18/2023
FTX CAPITAL MARKETS LLC (New York NY)
CA
07/14/2020 - 01/18/2023
CHERRY TRADING (West Hollywood CA)
CA
11/06/2020 - 10/28/2022
PALM TREE SECURITIES LLC (Los Angeles CA)
NY
01/14/2021 - 08/31/2022
SECURRENCY SECURITIES INC. (BEDFORD HILLS NY)
CA
02/17/2021 - 08/09/2022
GREENTIGER SECURITIES LLC (Beverly Hills CA)
TX
06/15/2020 - 12/31/2021
PETER ELISH INVESTMENTS SECURITIES (FORT WORTH TX)
NJ
05/13/2020 - 06/01/2021
BW NETWORK SECURITIES, LLC (BRIDGEWATER NJ)
CA
01/03/2020 - 08/28/2020
HB SECURITIES, LLC (Beverly Hills CA)
FL
05/22/2019 - 04/03/2020
IFP SECURITIES, LLC (TAMPA FL)
CA
12/05/2018 - 12/31/2019
NMS CAPITAL ADVISORS, LLC. (Los Angeles CA)
CA
12/11/2014 - 05/30/2018
NMS CAPITAL ADVISORS, LLC. (BEVERLY HILLS CA)
OR
01/13/2018 - 04/02/2018
THIRD PARTY TRADE LLC (PORTLAND OR)
CA
12/09/2014 - 10/06/2015
NMS CAPITAL SECURITIES, LLC (BEVERLY HILLS CA)
AL
12/07/2012 - 03/05/2014
HARBOR FINANCIAL SERVICES, LLC (MOBILE AL)
NY
08/20/2012 - 11/15/2012
GENTRY SECURITIES LLC (NEW YORK NY)
MS
06/21/2012 - 08/22/2012
FIRST COMMAND FINANCIAL PLANNING, INC. (GULFPORT MS)
AL
09/29/2005 - 11/21/2011
HARBOR FINANCIAL SERVICES, LLC (MOBILE AL)
MN
03/04/2005 - 10/04/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/04/2005 - 10/04/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MO
04/07/2004 - 05/20/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/24/2003 - 04/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/15/2001 - 11/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2006
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 07/10/2006
Series 4 - Registered Options Principal Examination
BC
Issued 03/24/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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