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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Lynn King is a financial advisor with Morgan Stanley. Stacey has been in the financial services industry since 2008 and has a strong track record of success. Stacey has Series 7, Series 9, Series 10, Series 31, Series 63 and Series 66 licenses. She has also passed the SIE exam. Stacey has previous experience with RAYMOND JAMES & ASSOCIATES, INC. and LPL FINANCIAL LLC. Stacey is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
04/13/2022 - Present
Morgan Stanley (Cincinnati OH)
OH
11/05/2013 - 03/01/2022
RAYMOND JAMES & ASSOCIATES, INC. (Blue Ash OH)
OH
06/12/2008 - 11/19/2013
LPL FINANCIAL LLC (LOVELAND OH)
BOTH
Issued 04/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/17/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/07/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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