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Stacey Lynn Judd

Assetmark Brokerage, LLC

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About Stacey Lynn Judd

Stacey Judd is a financial professional with over 30 years of experience in the industry. Stacey is currently registered with Assetmark Brokerage, LLC. Stacey has been with Assetmark Brokerage, LLC since August 2014. Prior to that, Stacey was registered with Capital Brokerage Corporation from April 2008 to August 2014. Stacey has also been registered with other firms such as Assetmark Capital Corporation, Prudential Securities Incorporated, Volpe Brown Whelan & Company, LLC, and Kidder, Peabody & Co. Incorporated. Stacey has passed multiple exams including the Series 7, Series 63, and Series 65. Stacey is currently registered in California.

Firm Information

Stacey Judd is currently registered with Assetmark Brokerage, LLC. Assetmark Brokerage, LLC is a Limited Liability Company formed in 2013 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stacey Judd’s Registration & Firm History

CA

08/15/2014 - Present

Assetmark Brokerage, LLC (CONCORD CA)

CA

04/01/2008 - 08/15/2014

CAPITAL BROKERAGE CORPORATION (CONCORD CA)

CA

05/31/2001 - 04/01/2008

ASSETMARK CAPITAL CORPORATION (PLEASANT HILL CA)

NY

01/17/2000 - 04/13/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

CA

03/26/1992 - 01/17/2000

VOLPE BROWN WHELAN & COMPANY, LLC (SAN FRANCISCO CA)

NY

06/22/1988 - 02/10/1992

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/17/2000

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/20/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stacey Lynn Judd.
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