Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Specht is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Stacey has been in the industry since 1994. Stacey is registered with the following states: Alaska, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/10/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
08/10/2007 - 10/20/2014
UBS FINANCIAL SERVICES INC. (OAKBROOK TERRACE IL)
IL
04/02/2007 - 08/16/2007
MORGAN STANLEY & CO., INCORPORATED (OAK BROOK IL)
IL
02/23/2000 - 04/02/2007
MORGAN STANLEY DW INC. (OAK BROOK IL)
IL
05/19/1999 - 01/18/2000
VISION INVESTMENT SERVICES, INC. (ROSEMONT IL)
IL
04/10/1995 - 03/18/1999
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
IL
04/22/1997 - 03/02/1999
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
NA
04/16/1992 - 06/01/1993
SELECTED FINANCIAL SERVICES, INC.
BOTH
Issued 10/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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