Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey K Biggers is a registered representative with Bofa Securities, Inc. Stacey has been in the industry since December 2000 and is licensed in 53 states and the District of Columbia. Previous firms that Stacey has worked at include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Bear, Stearns & Co. Inc., and RBC Capital Markets Corporation. Stacey K Biggers has held Series 63, 7 and SIE registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
TX
05/10/2019 - Present
Bofa Securities, Inc. (DALLAS TX)
TX
05/31/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
12/14/2009 - 05/29/2013
DEUTSCHE BANK SECURITIES INC. (DALLAS TX)
TX
10/01/2008 - 11/17/2009
J.P. MORGAN SECURITIES INC. (DALLAS TX)
TX
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (DALLAS TX)
TX
12/20/2007 - 06/02/2008
BEAR, STEARNS & CO. INC. (DALLAS TX)
TX
07/26/2004 - 11/30/2007
RBC CAPITAL MARKETS CORPORATION (DALLAS TX)
NY
11/06/2000 - 07/27/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 12/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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