Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Allan has been working in the financial services industry since June 10, 2010. Stacey Allan is a registered representative with Northwestern Mutual Investment Services, LLC. Stacey Allan has also previously worked with LPL Financial LLC, MML Investors Services, LLC, Park Avenue Securities LLC, Triad Advisors, Inc. and Sims and Karr. Stacey Allan is licensed in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
11/30/2020 - Present
Northwestern Mutual Investment Services, LLC (GREENVILLE SC)
SC
01/29/2018 - 06/07/2018
LPL FINANCIAL LLC (GREER SC)
SC
02/27/2017 - 01/09/2018
MML INVESTORS SERVICES, LLC (SIMPSONVILLE SC)
SC
10/12/2011 - 01/20/2017
PARK AVENUE SECURITIES LLC (GREENVILLE SC)
SC
12/11/2009 - 08/05/2011
MML INVESTORS SERVICES, LLC (GREENVILLE SC)
SC
03/30/2009 - 04/02/2009
TRIAD ADVISORS, INC. (GREENVILLE SC)
BOTH
Issued 08/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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