Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Huynh Wells is a financial professional with over 20 years of experience in the industry. Stacey is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and has been with them since 2005. Before that, Stacey worked at Charles Schwab & Co., Inc., WM Financial Services, Inc. and Prudential Securities Incorporated. Stacey has a strong background in financial planning, investment management, and client service. Stacey is committed to providing her clients with personalized financial advice and guidance that helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
01/17/2005 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
TX
08/01/2002 - 09/03/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
04/13/2001 - 08/09/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
08/25/1999 - 04/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/29/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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