Unclaimed
Stacey Hodel is a registered representative with Vanguard Marketing Corp., which is a firm that is not currently registered with the SEC as an Investment Advisor. Stacey has passed the General Securities Representative Examination, the Securities Industry Essentials Examination, and the Uniform Securities Agent State Law Examination. Stacey is registered as a broker with the Financial Industry Regulatory Authority (FINRA) and is registered in 53 states and territories. Stacey has been active in the financial services industry since March 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
03/20/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 06/04/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/26/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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