Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Elizabeth Cassis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Bloomfield Hills, MI. Stacey has over 40 years of experience in the financial services industry. Stacey holds Series 7, 24, 31, 63, and 65 licenses and is also registered with the states of Alabama, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
01/11/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
NY
04/23/2004 - 08/09/2004
IFMG SECURITIES, INC. (PURCHASE NY)
IL
07/27/1998 - 12/02/2003
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
MI
05/09/2001 - 10/08/2001
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
NA
04/23/1998 - 07/27/1998
STANDARD BROKERAGE SERVICES, INC.
CA
10/05/1992 - 04/27/1998
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MI
07/26/1991 - 07/14/1992
FMB INVESTMENT SERVICES (HOLLAND MI)
WI
04/14/1989 - 04/02/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
02/02/1984 - 01/23/1989
CLAYTON BROWN & ASSOCIATES, INC.
NA
09/06/1983 - 01/17/1984
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
02/23/1981 - 08/26/1983
EDWARD D. JONES & CO., L.P.
IA
Issued 03/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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