Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Denise Pickard is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC in Waxhaw, North Carolina. Stacey has been working in the financial services industry since 1997. Stacey holds Series 6, 7, 9, 10, 63 and 66 securities licenses. Stacey is also a registered investment advisor. Stacey has experience working with a wide range of clients, including individuals, families, and businesses. Stacey offers a variety of financial services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
10/22/2013 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Waxhaw NC)
NC
01/19/2010 - 06/10/2013
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
09/14/2007 - 12/31/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
03/15/2007 - 08/23/2007
TD AMERITRADE, INC. (CHARLOTTE NC)
NC
05/27/1997 - 07/07/2006
FIDELITY BROKERAGE SERVICES LLC (CHARLOTTE NC)
NJ
12/09/1996 - 03/19/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 03/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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