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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Dawnell Richards is an investment advisor representative with LPL Financial LLC in Tulsa, Oklahoma. Stacey has been in the financial services industry for over 10 years. She is registered with the Securities and Exchange Commission (SEC) and holds several licenses, including Series 6, Series 7, Series 63, and Series 65. She specializes in providing financial planning services, portfolio management, and investment consulting to individuals, businesses, and charitable organizations. Stacey's previous experience includes working with MetLife Investors Distribution Company and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
01/17/2019 - Present
LPL Financial LLC (TULSA OK)
OK
04/19/2017 - 11/29/2017
NATIONAL PLANNING CORPORATION (TULSA OK)
NY
10/14/2015 - 03/30/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
IA
Issued 11/27/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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